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Document Guide • CMID Knowledge

Product Documentation & COA Guidance

A customer guide to understanding the role of a COA, finding available public documents and requesting document support through CMID.

Product documents help customers ensure that discussions, evaluations and information requests refer to the correct product identity. A COA is one part of that documentation pathway, but its contents and availability must always be interpreted for the applicable product and batch.

PRODUCT DOCUMENTATION IN 30 SECONDS

Five identities to distinguish

01PRODUCTWhich material or product is being discussed?
02PRODUCT ID / GRADEAre the identity and grade correct?
03BATCH / LOTWhich batch is being checked?
04COAAnalysis results for the batch being checked.
05SDSSafety and handling information.

What is a COA?

A COA, or Certificate of Analysis, is an analytical document containing product or batch identity and test results for the parameters or criteria listed in that document. COA contents can vary by product, manufacturer, grade, batch and applicable requirements.

A COA supports evaluation and information traceability. Its existence does not, however, in itself prove that a material suits every formulation, process, application or customer purpose.

EXAMPLE COA STRUCTURE — EDUCATIONAL ILLUSTRATION

How to read the structure of a COA

Not a CMID batch document; contains no actual test results or specifications.

CERTIFICATE OF ANALYSISEDUCATIONAL SCHEMATIC
PRODUCT NAME / IDENTITY[PRODUCT NAME / IDENTITY]
BATCH / LOT NUMBER[BATCH IDENTITY]
TEST / PARAMETER[PARAMETER]
SPECIFICATION[REFERENCE CRITERIA]
RESULT[BATCH RESULT]
DATE[DOCUMENT DATE]
DOCUMENT IDENTITY[DOCUMENT IDENTITY]
REFERENCE[REFERENCE, IF LISTED]
SPECIFICATIONThe limits or criteria used as references in the document.
RESULTAnalysis results for the batch being checked.

Product information and batch information are not the same

PRODUCT INFORMATION

Helps identify a product

Covers general product identity or context based on the applicable source. It does not automatically describe analysis results for every batch.

BATCH INFORMATION

Refers to a particular batch

Must be read from the matching batch document. A document for one batch, manufacturer, grade or product must not be assumed to apply to another identity.

CMID DOCUMENTATION PATHWAY

From product identity to the correct document

Follow this sequence to keep product and batch information distinct.

Confirm product identityStart with the correct Product ID and product name.
Open the product pageCheck the information and documentation pathways available.
View public documentsUse only documents approved for publication.
Match the batch identityFor batch information, make sure the document actually matches.
Request help if neededInclude the Product ID and batch identity, if known.

How to find available documents

  1. Use the Product ID and product name to open the correct product page.
  2. Check the document or COA section on that page.
  3. Open only available documents that CMID has approved for publication.
  4. For a particular batch, match the document’s batch identity to the material being evaluated.

The absence of a document on a public page must not be interpreted as confirmation of specifications, batch status or product suitability.

Prepare this information when requesting document support

  • Product ID
  • Product name
  • Batch identity, if known
  • Type of document required

If a document is not publicly available

Contact CMID through the document-support pathway and provide the information available. The CMID team will help check suitable documentation pathways, without promising that every product has a public COA or that every document request can be fulfilled.

Important points to remember

Documents support verification but do not replace suitability evaluation for a particular formula, process, application, safety, regulatory or customer requirement. Use the correct document for the correct identity.

References

FDA — ICH Q7 Good Manufacturing Practice Guidance for Active Pharmaceutical Ingredients, section 11.4, Certificates of Analysis.

Open FDA source →

Need to find or request product documents?Open CMID’s Documents & COA pathway and include the correct product identity.

Open Documents & COA

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